Compliance – 40’s Act Job

Employer Name:	SpiderID: 2491567
Location: New York, New York	Date Posted: 9/18/2008
Wage:	Category: Finance/Investment
Job Code:

Job Description:
NY based asset management company is seeking a junior compliance administrator with 2+ years of compliance experience and a strong working knowledge of the Investment Company Act of 1940 and the Investment Advisers Act of 1940.

In this role, you will prepare and coordinate SEC filings; board materials; assist with annual administration of the firms compliance review; and participate in the recording, filing, and retention of documents and related projects.

Job Requirements:
Must-have Qualifications:

The select candidate will have a BS/BA; 2+ years of compliance experience; demonstrated working knowledge of 40’s Act compliance; and strong proficiency in MS Office software packages.

US Citizenship required.

Job Criteria:
Start Date:
Position Type:
Years of Experience Required:
Education Required: Bachelors
Overnight Travel:
Vacation Time:

Contact Information:

Contact Name: Tabitha Ludwig	Company Type:
Company:	Phone: 7573619095
Street: 1403 Greennbrier Pkwy,, Ste 230	Fax: 7573619096
City: Chesapeake
State: Virginia
Zip: 23320

Web Site: http://www.ctrsource.com